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Technical analysis is a technique based on factors that are inherent to the market and include:

Number of shares sold on a specific day.
Number of consecutive days of price increases of a stock.
Changes in the direction of movement of a market index.
All of the above

The highest denomination of U.S. currency is:

The $20 bill
The $100 bill
The $1,000 bill
The $100,000 bill

Dividends are taxed:

At the investor’s marginal income tax rate.
At a maximum rate of 15%.
Only when the stock is sold.
Dividends are never taxed.

A limit order:

Is used to protect a profit if it is a limit order to buy.
Is used to execute a sell at a specific price or lower if possible.
Is an order to buy or sell at a specific price or better and can be good till canceled.
Is an order to be executed at the best price available and is not known until after confirmation is received.

Determining total return typically utilizes the:

Inflation-adjusted annual performance of all mutual-funds.
Annual capital gain plus dividend payout of a stock or fund.
Math skills learned in college-level calculus courses.
Dividend yield on the Dow Jones Industrial Average.

A stock certificate:

Is always issued to the individual investor.
Represents a primary claim on the firm’s assets.
Represents ownership in a corporation.
Is handwritten.

The term generally used to describe the market in which prices fully reflect all available information is:

The greater fool hypothesis.
Random walk hypothesis.
The size-effect hypothesis.
Efficient markets hypothesis.

The number of stocks that make up the Dow Jones Industrial Average is:

5,000.
500.
30.
10.

 
   
   
Taylor & Padgett Financial Group

51 W. Hollamon Street
Camp Verde, AZ 86322


1555 Plaza West
Prescott, AZ 86303,

Phone: Camp Verde
928-567-9512
(866) 567-9512
Prescott
928-778-0933
(800) 953-0933
Fax: Camp Verde 928-567-3364
Prescott 928-778-4902
Email Camp Verde Office: jttaylor@royalaa.com
Email Prescott Office: jodi@tppfinancial.com

Securities and advisory services offered through Royal Alliance Associates, Inc., member FINRA/SIPC and a registered investment advisor.

Charles E. Taylor, Jodi O. Padgett, and Alan Anderson offer additional advisory services offered through TAYLOR & PADGETT FINANCIAL GROUP LLC, a registered investment advisor not affiliated with Royal Alliance Associates, Inc.

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